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Transaction
List | Roster
| Transactions Reported Over the Last Year | |||||
| Date | Who | Shares | Stock | Transaction | |
| 14-Jul-00 | HASSEY,
L PATRICK Executive Vice President, Group President-Industrial Components | 53,004 | AA | Sold
at $32.38/Share. Proceeds of $1,716,270. | |
| 13-Jul-00 | BELDA, RICARDO E Vice President - Alcoa | 18,800 | AA | Initial Direct Holdings Statement | |
| 13-Jul-00 | LEAHEY, WILLIAM E JR. Vice President - Alcoa | 6,472 | AA | Initial Direct Holdings Statement | |
| 13-Jul-00 | LEAHEY,
WILLIAM E JR. Vice President - Alcoa | * 5,936 | AA | Initial Indirect Holdings Statement | |
| 12-Jul-00 | MOCK, TIMOTHY S Controller, Vice President | 300 | AA | Gave
as Gift at $32.34/Share. Value of $9,702. | |
| 12-Jul-00 | PIZZEY, G JOHN Vice President | 12,740 | AA | Sold
at $31.19/Share. Proceeds of $397,361. | |
| 11-Jul-00 | HAMPEL,
SIR RONALD Director | 270 | AA | Purchased
at $32.00/Share. Cost of $8,640. | |
| 19-Jun-00 | PIZZEY, G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 8,646 | AA | Surrendered
Shares to Cover Option Exercise Costs. Surrendered Value of $267,248. | |
| 19-Jun-00 | PIZZEY,
G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 786 | AA | Acquired
Shares via Exercise of Options at $19.43/Share. Paper gain of $8,357 at a fair market value of $30.06/share on 19-Jun-00. | |
| 19-Jun-00 | PIZZEY, G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 356 | AA | Acquired
Shares via Exercise of Options at $21.40/Share. Paper gain of $3,084 at a fair market value of $30.06/share on 19-Jun-00. | |
| 19-Jun-00 | PIZZEY,
G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 9,062 | AA | Acquired
Shares via Exercise of Options at $22.73/Share. Paper gain of $66,447 at a fair market value of $30.06/share on 19-Jun-00. | |
| 16-Jun-00 | MOCK, TIMOTHY S Vice President, Controlling Person | 18,294 | AA | Surrendered
Exercised Shares. Surrendered Value of $568,212. | |
| 16-Jun-00 | MOCK,
TIMOTHY S Vice President, Controlling Person | 22,132 | AA | Acquired
Shares via Exercise of Options at $21.40/Share. Paper gain of $213,850 at a fair market value of $31.06/share on 16-Jun-00. | |
| 16-Jun-00 | BELDA, ALAIN JP President, Director, Chief Executive Officer | 278,128 | AA | Surrendered
Shares to Cover Option Exercise Costs. Surrendered Value of $8,638,656. | |
| 16-Jun-00 | BELDA,
ALAIN JP President, Director, Chief Executive Officer | 15,222 | AA | Acquired
Shares via Exercise of Options at $21.05/Share. Paper gain of $152,410 at a fair market value of $31.06/share on 16-Jun-00. | |
| 16-Jun-00 | BELDA, ALAIN JP President, Director, Chief Executive Officer | 284,738 | AA | Acquired
Shares via Exercise of Options at $27.31 -- $27.53/Share. Paper gain of $1,064,784 at a fair market value of $31.06/share on 16-Jun-00. | |
| 13-Jun-00 | BELDA,
ALAIN JP President, Director, Chief Executive Officer | 725 | AA | Gave
as Gift at $28.34/Share. Value of $20,546. | |
| 22-May-00 | MUSCARI, JOSPEH C Vice President of Audit, Environment, Health, Safety, and Compliance | 26,378 | AA | Surrendered
Shares to Cover Option Exercise Costs. Surrendered Value of $1,700,590. | |
| 22-May-00 | MUSCARI,
JOSPEH C Vice President of Audit, Environment, Health, Safety, and Compliance | 368 | AA | Acquired
Shares via Exercise of Options at $38.70/Share. Paper gain of $9,195 at a fair market value of $63.69/share on 22-May-00. | |
| 22-May-00 | MUSCARI, JOSPEH C Vice President of Audit, Environment, Health, Safety, and Compliance | 32,393 | AA | Acquired
Shares via Exercise of Options at $40.91 -- $42.09/Share. Paper gain of $703,630 at a fair market value of $63.69/share on 22-May-00. | |
| 16-May-00 | HASSEY,
L PATRICK Executive Vice President, Group President-Industrial Components | 65,348 | AA | Surrendered
Exercised Shares. Surrendered Value of $4,386,811. | |
| 16-May-00 | HASSEY, L PATRICK Executive Vice President, Group President-Industrial Components | 57,318 | AA | Sold
at $67.31/Share. Proceeds of $3,858,075. | |
| 16-May-00 | HASSEY,
L PATRICK Executive Vice President, Group President-Industrial Components | 156,700 | AA | Acquired
Shares via Exercise of Options at $42.09/Share. Paper gain of $3,893,603 at a fair market value of $66.94/share on 16-May-00. | |
| 11-May-00 | JEREMIAH, BARBARA S Vice President, Corporate Development | 23,147 | AA | Sold
at $65.31/Share. Proceeds of $1,511,731. | |
| 11-May-00 | JEREMIAH,
BARBARA S Vice President, Corporate Development | 24,170 | AA | Acquired
Shares via Exercise of Options at $59.94/Share. Paper gain of $125,322 at a fair market value of $65.13/share on 11-May-00. | |
| 8-May-00 | SLAGLE, ROBERT F Executive Vice President, Human Resources, Communications | 72,507 | AA | Surrendered
Shares to Cover Option Exercise Costs. Surrendered Value of $4,828,241. | |
| 8-May-00 | SLAGLE,
ROBERT F Executive Vice President, Human Resources, Communications | 75,942 | AA | Acquired
Shares via Exercise of Options at $60.16 -- $61.59/Share. Paper gain of $374,932 at a fair market value of $66.12/share on 8-May-00. | |
| 5-May-00 | JEREMIAH, BARBARA S Vice President, Corporate Development | 13,506 | AA | Sold
at $64.55/Share. Proceeds of $871,812. | |
| 5-May-00 | JEREMIAH,
BARBARA S Vice President, Corporate Development | 16,659 | AA | Acquired
Shares via Exercise of Options at $42.09/Share. Paper gain of $408,729 at a fair market value of $66.63/share on 5-May-00. | |
| 26-Apr-00 | KELSON, RICHARD B Chief Financial Officer, Executive Vice President | 66,176 | AA | Surrendered
Exercised Shares. Surrendered Value of $4,421,219. | |
| 26-Apr-00 | KELSON,
RICHARD B Chief Financial Officer, Executive Vice President | 69,702 | AA | Acquired
Shares via Exercise of Options at $60.75/Share. Paper gain of $339,797 at a fair market value of $65.62/share on 26-Apr-00. | |
| 21-Mar-00 | KELSON, RICHARD B Chief Financial Officer, Executive Vice President | 35 | AA | Gave
as Gift at $66.82/Share. Value of $2,339. | |
| 17-Mar-00 | TURNBULL,
G KEITH Executive Vice President, Alcoa Business System | 7,268 | AA | Surrendered
Exercised Shares. Surrendered Value of $481,287. | |
| 17-Mar-00 | TURNBULL, G KEITH Executive Vice President, Alcoa Business System | 60,405 | AA | Sold
at $66.62/Share. Proceeds of $4,024,181. | |
| 17-Mar-00 | TURNBULL,
G KEITH Executive Vice President, Alcoa Business System | 80,000 | AA | Acquired
Shares via Exercise of Options at $42.09/Share. Paper gain of $1,807,800 at a fair market value of $64.69/share on 17-Mar-00. | |
| 17-Mar-00 | TURNBULL, G KEITH Executive Vice President, Alcoa Business System | 8,476 | AA | Acquired
Shares via Exercise of Options at $52.28/Share. Paper gain of $105,166 at a fair market value of $64.69/share on 17-Mar-00. | |
| 29-Feb-00 | SCHACHT,
HENRY B Director | 4,200 | AA | Purchased
at $71.00/Share. Cost of $298,200. | |
| 28-Feb-00 | MUSCARI, JOSPEH C Vice President of Audit, Environment, Health, Safety, and Compliance | 25,165 | AA | Sold
at $73.44/Share. Proceeds of $1,848,118. | |
| 28-Feb-00 | MUSCARI,
JOSPEH C Vice President of Audit, Environment, Health, Safety, and Compliance | 32,800 | AA | Acquired
Shares via Exercise of Options at $42.09/Share. Paper gain of $950,298 at a fair market value of $71.06/share on 28-Feb-00. | |
| 28-Feb-00 | JEREMIAH, BARBARA S Vice President, Corporate Development | 2,155 | AA | Surrendered
Exercised Shares. Surrendered Value of $154,686. | |
| 28-Feb-00 | JEREMIAH,
BARBARA S Vice President, Corporate Development | 2,800 | AA | Acquired
Shares via Exercise of Options at $42.09/Share. Paper gain of $81,123 at a fair market value of $71.06/share on 28-Feb-00. | |
| 22-Feb-00 | MUSCARI, JOSPEH C Vice President of Audit, Environment, Health, Safety, and Compliance | 21,396 | AA | Sold
at $72.50 -- $73.00/Share. Proceeds of $1,552,888. | |
| 22-Feb-00 | MUSCARI,
JOSPEH C Vice President of Audit, Environment, Health, Safety, and Compliance | 24,076 | AA | Acquired
Shares via Exercise of Options at $39.61/Share. Paper gain of $791,859 at a fair market value of $72.50/share on 22-Feb-00. | |
| 22-Feb-00 | PIZZEY, G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 13,269 | AA | Sold
at $72.94/Share. Proceeds of $967,841. | |
| 18-Feb-00 | PIZZEY,
G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 54,281 | AA | Sold
at $76.81/Share. Proceeds of $4,169,324. | |
| 18-Feb-00 | PIZZEY, G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 60,656 | AA | Acquired
Shares via Exercise of Options at $61.69/Share. Paper gain of $814,912 at a fair market value of $75.12/share on 18-Feb-00. | |
| 17-Feb-00 | SLAGLE,
ROBERT F Executive Vice President, Human Resources, Communications | 32,627 | AA | Sold
at $77.00/Share. Proceeds of $2,512,279. | |
| 16-Feb-00 | MOCK, TIMOTHY S Vice President, Controlling Person | 75,611 | AA | Sold
at $74.38/Share. Proceeds of $5,623,946. | |
| 16-Feb-00 | MOCK,
TIMOTHY S Vice President, Controlling Person | 95,556 | AA | Acquired
Shares via Exercise of Options at $40.94 -- $42.09/Share. Paper gain of $3,045,234 at a fair market value of $73.75/share on 16-Feb-00. | |
| 16-Feb-00 | MOCK, TIMOTHY S Vice President, Controlling Person | 3,165 | AA | Acquired
Shares via Exercise of Options at $63.66/Share. Paper gain of $31,935 at a fair market value of $73.75/share on 16-Feb-00. | |
| 16-Feb-00 | LEDERMAN,
FRANK L Vice President, Chief Technical Officer | 83,552 | AA | Sold
at $74.41/Share. Proceeds of $6,217,104. | |
| 16-Feb-00 | LEDERMAN, FRANK L Vice President, Chief Technical Officer | 108,941 | AA | Acquired
Shares via Exercise of Options at $42.09 -- $44.00/Share. Paper gain of $3,355,597 at a fair market value of $73.75/share on 16-Feb-00. | |
| 16-Feb-00 | BELDA,
ALAIN JP President, Director, Chief Executive Officer | 161,114 | AA | Sold
at $73.19/Share. Proceeds of $11,791,934. | |
| 16-Feb-00 | BELDA, ALAIN JP President, Director, Chief Executive Officer | 210,000 | AA | Acquired
Shares via Exercise of Options at $42.09/Share. Paper gain of $6,648,604 at a fair market value of $73.75/share on 16-Feb-00. | |
| 16-Feb-00 | PIZZEY,
G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 87,537 | AA | Sold
at $74.50/Share. Proceeds of $6,521,506. | |
| 16-Feb-00 | PIZZEY, G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 83,600 | AA | Acquired
Shares via Exercise of Options at $42.09/Share. Paper gain of $2,646,778 at a fair market value of $73.75/share on 16-Feb-00. | |
| 16-Feb-00 | PIZZEY,
G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 30,474 | AA | Acquired
Shares via Exercise of Options at $44.59/Share. Paper gain of $888,622 at a fair market value of $73.75/share on 16-Feb-00. | |
| 16-Feb-00 | KELSON, RICHARD B Chief Financial Officer, Executive Vice President | 9,370 | AA | Surrendered
Exercised Shares. Surrendered Value of $696,285. | |
| 16-Feb-00 | KELSON,
RICHARD B Chief Financial Officer, Executive Vice President | 196,671 | AA | Sold
at $74.38/Share. Proceeds of $14,628,389. | |
| 16-Feb-00 | KELSON, RICHARD B Chief Financial Officer, Executive Vice President | 15,614 | AA | Acquired
Shares via Exercise of Options at $33.72/Share. Paper gain of $625,029 at a fair market value of $73.75/share on 16-Feb-00. | |
| 16-Feb-00 | KELSON,
RICHARD B Chief Financial Officer, Executive Vice President | 2,950 | AA | Acquired
Shares via Exercise of Options at $36.13/Share. Paper gain of $110,979 at a fair market value of $73.75/share on 16-Feb-00. | |
| 16-Feb-00 | KELSON, RICHARD B Chief Financial Officer, Executive Vice President | 62,786 | AA | Acquired
Shares via Exercise of Options at $39.61 -- $39.67/Share. Paper gain of $2,141,013 at a fair market value of $73.75/share on 16-Feb-00. | |
| 16-Feb-00 | KELSON,
RICHARD B Chief Financial Officer, Executive Vice President | 183,686 | AA | Acquired
Shares via Exercise of Options at $42.09 -- $43.19/Share. Paper gain of $5,778,448 at a fair market value of $73.75/share on 16-Feb-00. | |
| 16-Feb-00 | KELSON, RICHARD B Chief Financial Officer, Executive Vice President | 4,215 | AA | Acquired
Shares via Exercise of Options at $53.13 -- $55.06/Share. Paper gain of $83,629 at a fair market value of $73.75/share on 16-Feb-00. | |
| 16-Feb-00 | KELSON,
RICHARD B Chief Financial Officer, Executive Vice President | 2,602 | AA | Acquired
Shares via Exercise of Options at $60.75/Share. Paper gain of $33,826 at a fair market value of $73.75/share on 16-Feb-00. | |
| 16-Feb-00 | SLAGLE, ROBERT F Executive Vice President, Human Resources, Communications | 30,494 | AA | Sold
at $74.38/Share. Proceeds of $2,268,144. | |
| 16-Feb-00 | SLAGLE,
ROBERT F Executive Vice President, Human Resources, Communications | 40,000 | AA | Acquired
Shares via Exercise of Options at $42.09/Share. Paper gain of $1,266,401 at a fair market value of $73.75/share on 16-Feb-00. | |
| 16-Feb-00 | PURTELL, LAWRENCE R Executive Vice President, General Counsel | 40,686 | AA | Sold
at $74.81/Share. Proceeds of $3,043,720. | |
| 16-Feb-00 | PURTELL,
LAWRENCE R Executive Vice President, General Counsel | 53,500 | AA | Acquired
Shares via Exercise of Options at $42.09/Share. Paper gain of $1,693,811 at a fair market value of $73.75/share on 16-Feb-00. | |
| 15-Feb-00 | MUSCARI, JOSPEH C Vice President of Audit, Environment, Health, Safety, and Compliance | 13,595 | AA | Sold
at $73.31/Share. Proceeds of $996,649. | |
| 15-Feb-00 | MUSCARI,
JOSPEH C Vice President of Audit, Environment, Health, Safety, and Compliance | 18,378 | AA | Acquired
Shares via Exercise of Options at $38.48 -- $38.70/Share. Paper gain of $649,816 at a fair market value of $73.88/share on 15-Feb-00. | |
| 14-Feb-00 | JEREMIAH, BARBARA S Vice President, Corporate Development | 4,680 | AA | Surrendered
Exercised Shares. Surrendered Value of $329,191. | |
| 14-Feb-00 | JEREMIAH,
BARBARA S Vice President, Corporate Development | 6,030 | AA | Acquired
Shares via Exercise of Options at $42.09/Share. Paper gain of $181,865 at a fair market value of $72.25/share on 14-Feb-00. | |
| 7-Feb-00 | JEREMIAH, BARBARA S Vice President, Corporate Development | 1,426 | AA | Surrendered
Exercised Shares. Surrendered Value of $99,064. | |
| 7-Feb-00 | JEREMIAH,
BARBARA S Vice President, Corporate Development | 1,792 | AA | Acquired
Shares via Exercise of Options at $44.00/Share. Paper gain of $43,232 at a fair market value of $68.13/share on 7-Feb-00. | |
| 25-Jan-00 | SLAGLE, ROBERT F Executive Vice President, Human Resources, Communications | 16,984 | AA | Surrendered
Exercised Shares. Surrendered Value of $1,241,361. | |
| 25-Jan-00 | SLAGLE,
ROBERT F Executive Vice President, Human Resources, Communications | 22,242 | AA | Acquired
Shares via Exercise of Options at $42.09/Share. Paper gain of $666,635 at a fair market value of $72.06/share on 25-Jan-00. | |
| 21-Jan-00 | JEREMIAH, BARBARA S Vice President, Corporate Development | 11,006 | AA | Surrendered
Exercised Shares. Surrendered Value of $828,862. | |
| 21-Jan-00 | JEREMIAH,
BARBARA S Vice President, Corporate Development | 14,511 | AA | Acquired
Shares via Exercise of Options at $42.09/Share. Paper gain of $479,207 at a fair market value of $75.11/share on 21-Jan-00. | |
| 14-Jan-00 | MOCK, TIMOTHY S Vice President, Controlling Person | 15,862 | AA | Surrendered
Shares to Cover Option Exercise Costs. Surrendered Value of $1,275,939. | |
| 14-Jan-00 | MOCK,
TIMOTHY S Vice President, Controlling Person | 11,960 | AA | Acquired
Shares via Exercise of Options at $38.64/Share. Paper gain of $491,349 at a fair market value of $79.72/share on 14-Jan-00. | |
| 14-Jan-00 | MOCK, TIMOTHY S Vice President, Controlling Person | 3,330 | AA | Acquired
Shares via Exercise of Options at $40.94/Share. Paper gain of $129,146 at a fair market value of $79.72/share on 14-Jan-00. | |
| 14-Jan-00 | MOCK,
TIMOTHY S Vice President, Controlling Person | 5,606 | AA | Acquired
Shares via Exercise of Options at $61.94/Share. Paper gain of $99,690 at a fair market value of $79.72/share on 14-Jan-00. | |
| 14-Jan-00 | BELDA, ALAIN JP President, Director, Chief Executive Officer | 74,165 | AA | Surrendered
Shares to Cover Option Exercise Costs. Surrendered Value of $5,965,833. | |
| 14-Jan-00 | BELDA,
ALAIN JP President, Director, Chief Executive Officer | 78,920 | AA | Acquired
Shares via Exercise of Options at $42.09/Share. Paper gain of $2,969,974 at a fair market value of $79.72/share on 14-Jan-00. | |
| 14-Jan-00 | BELDA, ALAIN JP President, Director, Chief Executive Officer | 15,477 | AA | Acquired
Shares via Exercise of Options at $54.63/Share. Paper gain of $388,360 at a fair market value of $79.72/share on 14-Jan-00. | |
| 14-Jan-00 | BELDA,
ALAIN JP President, Director, Chief Executive Officer | 3,958 | AA | Acquired
Shares via Exercise of Options at $61.94/Share. Paper gain of $70,384 at a fair market value of $79.72/share on 14-Jan-00. | |
| 14-Jan-00 | KELSON, RICHARD B Chief Financial Officer, Executive Vice President | 18,290 | AA | Surrendered
Shares to Cover Option Exercise Costs. Surrendered Value of $1,471,248. | |
| 14-Jan-00 | KELSON,
RICHARD B Chief Financial Officer, Executive Vice President | 5,446 | AA | Acquired
Shares via Exercise of Options at $33.72/Share. Paper gain of $250,531 at a fair market value of $79.72/share on 14-Jan-00. | |
| 14-Jan-00 | KELSON, RICHARD B Chief Financial Officer, Executive Vice President | 8,605 | AA | Acquired
Shares via Exercise of Options at $43.19/Share. Paper gain of $314,364 at a fair market value of $79.72/share on 14-Jan-00. | |
| 14-Jan-00 | KELSON,
RICHARD B Chief Financial Officer, Executive Vice President | 9,431 | AA | Acquired
Shares via Exercise of Options at $61.94/Share. Paper gain of $167,709 at a fair market value of $79.72/share on 14-Jan-00. | |
| 13-Jan-00 | ONEILL, PAUL H Chairman of the Board, Chief Executive Officer | 698,815 | AA | Surrendered
Shares to Cover Option Exercise Costs. Surrendered Value of $57,477,534. | |
| 13-Jan-00 | ONEILL,
PAUL H Chairman of the Board, Chief Executive Officer | 232,235 | AA | Acquired
Shares via Exercise of Options at $34.84/Share. Paper gain of $10,799,420 at a fair market value of $81.34/share on 13-Jan-00. | |
| 13-Jan-00 | ONEILL, PAUL H Chairman of the Board, Chief Executive Officer | 700,000 | AA | Acquired
Shares via Exercise of Options at $42.09/Share. Paper gain of $27,476,484 at a fair market value of $81.34/share on 13-Jan-00. | |
| 13-Jan-00 | ONEILL,
PAUL H Chairman of the Board, Chief Executive Officer | 36,108 | AA | Acquired
Shares via Exercise of Options at $64.13/Share. Paper gain of $621,495 at a fair market value of $81.34/share on 13-Jan-00. | |
| 13-Jan-00 | PURTELL, LAWRENCE R Executive Vice President, General Counsel | 9,673 | AA | Surrendered
Exercised Shares. Surrendered Value of $795,604. | |
| 13-Jan-00 | PURTELL,
LAWRENCE R Executive Vice President, General Counsel | 13,300 | AA | Acquired
Shares via Exercise of Options at $42.09/Share. Paper gain of $522,053 at a fair market value of $81.34/share on 13-Jan-00. | |
| 10-Jan-00 | SLAGLE, ROBERT F Executive Vice President, Human Resources, Communications | 17,338 | AA | Surrendered
Exercised Shares. Surrendered Value of $1,487,774. | |
| 10-Jan-00 | SLAGLE,
ROBERT F Executive Vice President, Human Resources, Communications | 20,390 | AA | Acquired
Shares via Exercise of Options at $42.09/Share. Paper gain of $856,227 at a fair market value of $84.08/share on 10-Jan-00. | |
| 10-Jan-00 | SLAGLE, ROBERT F Executive Vice President, Human Resources, Communications | 3,665 | AA | Acquired
Shares via Exercise of Options at $44.59/Share. Paper gain of $144,740 at a fair market value of $84.08/share on 10-Jan-00. | |
| 3-Jan-00 | KELSON,
RICHARD B Chief Financial Officer, Executive Vice President | 3,124 | AA | Surrendered
Exercised Shares. Surrendered Value of $256,074. | |
| 3-Jan-00 | KELSON, RICHARD B Chief Financial Officer, Executive Vice President | 4,163 | AA | Acquired
Shares via Exercise of Options at $43.19/Share. Paper gain of $155,975 at a fair market value of $80.66/share on 3-Jan-00. | |
| 31-Dec-99 | HAMPEL,
SIR RONALD Director | 5,264 | AA | Updated Direct Holdings Statement | |
| 31-Dec-99 | DAM,
KENNETH W Director | * 1,000 | AA | Updated Indirect Holdings Statement | |
| 31-Dec-99 | DAM, KENNETH W Director | 5,400 | AA | Updated Direct Holdings Statement | |
| 31-Dec-99 | GORMAN,
JOSEPH T Director | 4,647 | AA | Updated Direct Holdings Statement | |
| 31-Dec-99 | SCHACHT, HENRY B Director | 5,081 | AA | Updated Direct Holdings Statement | |
| 31-Dec-99 | MULRONEY,
JOHN P Director | 6,321 | AA | Updated Direct Holdings Statement | |
| 31-Dec-99 | MULRONEY, JOHN P Director | 6,321 | AA | Updated Direct Holdings Statement | |
| 31-Dec-99 | WHITMAN,
MARINA V Director | 3,800 | AA | Updated Direct Holdings Statement | |
| 31-Dec-99 | THOMAS, FRANKLIN A Director | 6,467 | AA | Updated Direct Holdings Statement | |
| 31-Dec-99 | GUERON,
JUDITH M Director | 6,045 | AA | Updated Direct Holdings Statement | |
| 17-Dec-99 | KELSON, RICHARD B Chief Financial Officer, Executive Vice President | 16 | AA | Gave
as Gift at $79.19/Share. Value of $1,267. | |
| 16-Dec-99 | TURNBULL, G KEITH Executive Vice President, Alcoa Business System | 18,784 | AA | Gave
as Gift at $77.25/Share. Value of $1,451,064. | |
| 14-Dec-99 | EDWARDS,
EARNEST J Senior Vice President, Controller | 15,616 | AA | Surrendered
Exercised Shares. Surrendered Value of $1,181,507. | |
| 14-Dec-99 | EDWARDS, EARNEST J Senior Vice President, Controller | 17,204 | AA | Acquired
Shares via Exercise of Options at $63.13/Share. Paper gain of $194,381 at a fair market value of $74.43/share on 14-Dec-99. | |
| 14-Dec-99 | KELSON,
RICHARD B Chief Financial Officer, Executive Vice President | 46 | AA | Gave
as Gift at $75.66/Share. Value of $3,480. | |
| 9-Dec-99 | MOCK, TIMOTHY S Vice President, Controller | 1,500 | AA | Gave
as Gift at $72.69/Share. Value of $109,035. | |
| 9-Dec-99 | PIZZEY,
G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 18,466 | AA | Surrendered
Exercised Shares. Surrendered Value of $1,342,294. | |
| 9-Dec-99 | PIZZEY, G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 26,969 | AA | Acquired
Shares via Exercise of Options at $38.86/Share. Paper gain of $923,976 at a fair market value of $73.12/share on 9-Dec-99. | |
| 6-Dec-99 | BERGERON,
GEORGE E Executive Vice President | 64 | AA | Gave
as Gift at $72.53/Share. Value of $4,642. | |
| 3-Dec-99 | COLEMAN, MICHAEL Vice President | 58,081 | AA | Sold
at $70.10/Share. Proceeds of $4,071,478. | |
| 3-Dec-99 | COLEMAN,
MICHAEL Vice President | 83,600 | AA | Acquired
Shares via Exercise of Options at $33.06/Share. Paper gain of $3,166,827 at a fair market value of $70.94/share on 3-Dec-99. | |
| 1-Dec-99 | FISCHER, RICHARD L Executive Vice President, Chairman's Counsel | 82 | AA | Gave
as Gift at $66.28/Share. Value of $5,435. | |
| 26-Nov-99 | SLAGLE,
ROBERT F Executive Vice President, Human Resources, Communications | 29,987 | AA | Surrendered
Shares to Cover Option Exercise Costs. Surrendered Value of $1,961,450. | |
| 26-Nov-99 | SLAGLE, ROBERT F Executive Vice President, Human Resources, Communications | 39,954 | AA | Acquired
Shares via Exercise of Options at $42.09 -- $43.47/Share. Paper gain of $912,804 at a fair market value of $65.02/share on 26-Nov-99. | |
| 25-Nov-99 | HASSEY,
L PATRICK Executive Vice President, Group President-Industrial Components | 134 | AA | Acquired
at $65.50/Share. Paper gain of $-63.81 at a fair market value of $65.02/share on 25-Nov-99. | |
| 17-Nov-99 | MOCK, TIMOTHY S Vice President, Controlling Person | 4,590 | AA | Surrendered
Exercised Shares. Surrendered Value of $288,895. | |
| 17-Nov-99 | MOCK,
TIMOTHY S Vice President, Controlling Person | 5,848 | AA | Acquired
Shares via Exercise of Options at $38.64/Share. Paper gain of $139,359 at a fair market value of $62.47/share on 17-Nov-99. | |
| 17-Nov-99 | EDWARDS, EARNEST J Senior Vice President, Controller | 34,491 | AA | Surrendered
Shares to Cover Option Exercise Costs. Surrendered Value of $2,170,864. | |
| 17-Nov-99 | EDWARDS,
EARNEST J Senior Vice President, Controller | 41,673 | AA | Acquired
Shares via Exercise of Options at $42.31 -- $43.94/Share. Paper gain of $791,308 at a fair market value of $62.47/share on 17-Nov-99. | |
| 17-Nov-99 | KELSON, RICHARD B Chief Financial Officer, Executive Vice President | 2,471 | AA | Surrendered
Exercised Shares. Surrendered Value of $155,525. | |
| 17-Nov-99 | KELSON,
RICHARD B Chief Financial Officer, Executive Vice President | 2,994 | AA | Acquired
Shares via Exercise of Options at $43.19/Share. Paper gain of $57,725 at a fair market value of $62.47/share on 17-Nov-99. | |
| 16-Nov-99 | BERGERON, GEORGE E Executive Vice President | 3,390 | AA | Surrendered
Exercised Shares. Surrendered Value of $215,909. | |
| 16-Nov-99 | BERGERON,
GEORGE E Executive Vice President | 3,850 | AA | Acquired
Shares via Exercise of Options at $36.55/Share. Paper gain of $102,670 at a fair market value of $63.22/share on 16-Nov-99. | |
| 16-Nov-99 | BERGERON, GEORGE E Executive Vice President | 732 | AA | Acquired
Shares via Exercise of Options at $43.03/Share. Paper gain of $14,777 at a fair market value of $63.22/share on 16-Nov-99. | |
| 12-Nov-99 | KELSON,
RICHARD B Chief Financial Officer, Executive Vice President | 27 | AA | Gave
as Gift at $61.78/Share. Value of $1,668. | |
| 5-Nov-99 | KELSON, RICHARD B Chief Financial Officer, Executive Vice President | 330 | AA | Gave
as Gift at $60.97/Share. Value of $20,120. | |
| 3-Nov-99 | KELSON,
RICHARD B Chief Financial Officer, Executive Vice President | 160 | AA | Gave
as Gift at $60.50/Share. Value of $9,680. | |
| 1-Nov-99 | PIZZEY, G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 3,052 | AA | Surrendered
Shares to Cover Option Exercise Costs. Surrendered Value of $186,843. | |
| 1-Nov-99 | PIZZEY,
G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 1,102 | AA | Acquired
Shares via Exercise of Options at $42.80/Share. Paper gain of $19,669 at a fair market value of $60.65/share on 1-Nov-99. | |
| 1-Nov-99 | PIZZEY, G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 2,470 | AA | Acquired
Shares via Exercise of Options at $50.38/Share. Paper gain of $25,364 at a fair market value of $60.65/share on 1-Nov-99. | |
| 1-Nov-99 | SLAGLE,
ROBERT F Executive Vice President, Human Resources, Communications | 29,122 | AA | Surrendered
Exercised Shares. Surrendered Value of $1,782,849. | |
| 1-Nov-99 | SLAGLE, ROBERT F Executive Vice President, Human Resources, Communications | 35,263 | AA | Acquired
Shares via Exercise of Options at $42.09/Share. Paper gain of $654,436 at a fair market value of $60.65/share on 1-Nov-99. | |
| 27-Oct-99 | PIZZEY,
G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 30,185 | AA | Surrendered
Shares to Cover Option Exercise Costs. Surrendered Value of $1,804,459. | |
| 27-Oct-99 | PIZZEY, G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 35,578 | AA | Acquired
Shares via Exercise of Options at $38.75 -- $39.05/Share. Paper gain of $692,735 at a fair market value of $58.29/share on 27-Oct-99. | |
| 27-Oct-99 | PIZZEY,
G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 3,786 | AA | Acquired
Shares via Exercise of Options at $42.80/Share. Paper gain of $58,644 at a fair market value of $58.29/share on 27-Oct-99. | |
| 25-Oct-99 | TURNBULL, G KEITH Executive Vice President, Alcoa Business System | 72,971 | AA | Surrendered
Exercised Shares. Surrendered Value of $4,599,362. | |
| 25-Oct-99 | TURNBULL,
G KEITH Executive Vice President, Alcoa Business System | 85,096 | AA | Acquired
Shares via Exercise of Options at $47.19/Share. Paper gain of $1,277,344 at a fair market value of $62.20/share on 25-Oct-99. | |
| 25-Oct-99 | FISCHER, RICHARD L Executive Vice President, Chairman's Counsel | 250 | AA | Gave
as Gift at $63.03/Share. Value of $15,758. | |
| 25-Oct-99 | FISCHER,
RICHARD L Executive Vice President, Chairman's Counsel | 9,150 | AA | Surrendered
Shares to Cover Option Exercise Costs. Surrendered Value of $576,724. | |
| 25-Oct-99 | FISCHER, RICHARD L Executive Vice President, Chairman's Counsel | 7,693 | AA | Acquired
Shares via Exercise of Options at $32.75/Share. Paper gain of $226,564 at a fair market value of $62.20/share on 25-Oct-99. | |
| 25-Oct-99 | FISCHER,
RICHARD L Executive Vice President, Chairman's Counsel | 4,661 | AA | Acquired
Shares via Exercise of Options at $35.28/Share. Paper gain of $125,477 at a fair market value of $62.20/share on 25-Oct-99. | |
| 22-Oct-99 | PIZZEY, G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 16,036 | AA | Surrendered
Exercised Shares. Surrendered Value of $1,004,816. | |
| 22-Oct-99 | PIZZEY,
G JOHN Officer of Subsidiary Company, VP Alcoa and Group | 21,710 | AA | Acquired
Shares via Exercise of Options at $38.48/Share. Paper gain of $519,019 at a fair market value of $62.39/share on 22-Oct-99. | |
| 21-Oct-99 | TURNBULL, G KEITH Executive Vice President, Alcoa Business System | 20,030 | AA | Surrendered
Exercised Shares. Surrendered Value of $1,240,057. | |
| 21-Oct-99 | TURNBULL,
G KEITH Executive Vice President, Alcoa Business System | 25,505 | AA | Acquired
Shares via Exercise of Options at $45.95/Share. Paper gain of $409,722 at a fair market value of $62.01/share on 21-Oct-99. | |
| 20-Oct-99 | BELDA, ALAIN JP President, Director, Chief Executive Officer | 170 | AA | Gave
as Gift at $61.78/Share. Value of $10,503. | |
| 19-Oct-99 | BELDA,
ALAIN JP President, Director, Chief Executive Officer | 7,333 | AA | Surrendered
Exercised Shares. Surrendered Value of $448,266. | |
| 19-Oct-99 | BELDA, ALAIN JP President, Director, Chief Executive Officer | 8,873 | AA | Acquired
Shares via Exercise of Options at $42.09/Share. Paper gain of $164,121 at a fair market value of $60.59/share on 19-Oct-99. | |
| 18-Oct-99 | BELDA,
ALAIN JP President, Director, Chief Executive Officer | 200,188 | AA | Surrendered
Shares to Cover Option Exercise Costs. Surrendered Value of $12,305,556. | |
| 18-Oct-99 | BELDA, ALAIN JP President, Director, Chief Executive Officer | 239,116 | AA | Acquired
Shares via Exercise of Options at $41.02 -- $42.09/Share. Paper gain of $4,597,684 at a fair market value of $60.65/share on 18-Oct-99. | |
| 18-Oct-99 | BELDA,
ALAIN JP President, Director, Chief Executive Officer | 4,853 | AA | Acquired
Shares via Exercise of Options at $54.63/Share. Paper gain of $29,209 at a fair market value of $60.65/share on 18-Oct-99. | |
| 13-Oct-99 | SLAGLE, ROBERT F Executive Vice President, Human Resources, Communications | 25,406 | AA | Disposed
by Private Transaction at $61.59/Share. Surrendered Value of $1,564,756. | |
| 12-Oct-99 | MOCK,
TIMOTHY S Vice President, Controlling Person | 24,374 | AA | Surrendered
Exercised Shares. Surrendered Value of $1,516,550. | |
| 12-Oct-99 | MOCK, TIMOTHY S Vice President, Controlling Person | 30,679 | AA | Acquired
Shares via Exercise of Options at $39.68/Share. Paper gain of $677,579 at a fair market value of $61.77/share on 12-Oct-99. | |
| 12-Oct-99 | JEREMIAH,
BARBARA S Vice President, Corporate Development | * 20 | AA | Purchased
at $62.08/Share. Cost of $1,242. | |
| 12-Oct-99 | KELSON, RICHARD B Chief Financial Officer, Executive Vice President | 57,198 | AA | Surrendered
Shares to Cover Option Exercise Costs. Surrendered Value of $3,558,860. | |
| 12-Oct-99 | KELSON,
RICHARD B Chief Financial Officer, Executive Vice President | 55,220 | AA | Acquired
Shares via Exercise of Options at $36.55 -- $36.70/Share. Paper gain of $1,387,569 at a fair market value of $61.77/share on 12-Oct-99. | |
| 12-Oct-99 | KELSON, RICHARD B Chief Financial Officer, Executive Vice President | 18,450 | AA | Acquired
Shares via Exercise of Options at $39.13/Share. Paper gain of $417,636 at a fair market value of $61.77/share on 12-Oct-99. | |
| 12-Oct-99 | BERGERON,
GEORGE E Executive Vice President | 71,025 | AA | Surrendered
Shares to Cover Option Exercise Costs. Surrendered Value of $4,419,176. | |
| 12-Oct-99 | BERGERON, GEORGE E Executive Vice President | 85,882 | AA | Acquired
Shares via Exercise of Options at $34.89 -- $36.55/Share. Paper gain of $2,237,375 at a fair market value of $61.77/share on 12-Oct-99. | |
| 12-Oct-99 | BERGERON,
GEORGE E Executive Vice President | 8,336 | AA | Acquired
Shares via Exercise of Options at $39.61/Share. Paper gain of $184,693 at a fair market value of $61.77/share on 12-Oct-99. | |
| 12-Oct-99 | SLAGLE, ROBERT F Executive Vice President, Human Resources, Communications | 86,952 | AA | Surrendered
Shares to Cover Option Exercise Costs. Surrendered Value of $5,410,153. | |
| 12-Oct-99 | SLAGLE,
ROBERT F Executive Vice President, Human Resources, Communications | 134,975 | AA | Acquired
Shares via Exercise of Options at $40.08 -- $44.59/Share. Paper gain of $2,477,162 at a fair market value of $61.77/share on 12-Oct-99. | |
| 7-Oct-99 | HAMPEL, SIR RONALD Director | 152 | AA | Purchased
at $61.00/Share. Cost of $9,272. | |
| 5-Oct-99 | MUSCARI,
JOSPEH C Vice President of Audit, Environment, Health, Safety, and Compliance | 14,952 | AA | Surrendered
Shares to Cover Option Exercise Costs. Surrendered Value of $942,425. | |
| 5-Oct-99 | MUSCARI, JOSPEH C Vice President of Audit, Environment, Health, Safety, and Compliance | 5,698 | AA | Acquired
Shares via Exercise of Options at $38.70/Share. Paper gain of $142,396 at a fair market value of $63.69/share on 5-Oct-99. | |
| 5-Oct-99 | MUSCARI,
JOSPEH C Vice President of Audit, Environment, Health, Safety, and Compliance | 14,093 | AA | Acquired
Shares via Exercise of Options at $40.91/Share. Paper gain of $321,045 at a fair market value of $63.69/share on 5-Oct-99. | |
| 7-Sep-99 | FISCHER, RICHARD L Executive Vice President, Chairman's Counsel | 240 | AA | Gave
as Gift at $64.78/Share. Value of $15,547. | |
| 1-Sep-99 | MOCK,
TIMOTHY S Vice President, Controlling Person | 37,443 | AA | Initial Direct Holdings Statement | |
| 1-Sep-99 | MOCK,
TIMOTHY S Vice President, Controlling Person | * 656 | AA | Initial Indirect Holdings Statement | |
* Indicates shares held indirectly (i.e. in a trust, by a spouse, etc.)