How Manual Transmissions Work
by Marshall Brain
If you drive a stick-shift car, then you may have several questions floating in your head:
- How does the funny "H" pattern that I am moving this shift knob through have any relation to
the gears inside the transmission? What is moving inside the transmission when I move the
shifter?
- When I mess up and hear that horrible grinding sound, what is actually grinding?
- What would happen if I were to accidentally shift into reverse while I am speeding down the freeway?
Would the entire transmission explode?
If you have ever had questions like these, then you will love this edition of How
Stuff Works as we explore the interior of a manual transmission!
The Goal of a Transmission
Cars need transmissions because of the physics of the gasoline engine.
First, any engine has a redline - a maximum RPM value above which the engine cannot go without exploding.
Second, if you have read the HSW article on horsepower, then you know that engines
have narrow RPM ranges where horsepower and torque are at their maximum. For example, an
engine might produce its maximum horsepower at 5,500 RPM. The transmission allows
the gear ratio between the engine and the drive wheels to change as
the car speeds up and slows down. You shift gears so
that the engine can stay below the redline and can stay near the RPM band of its best performance.
Ideally, the transmission would be so flexible in its ratios that the engine could always run at its single,
best-performance RPM value. That is the idea behind the Continuously Variable Transmission
(CVT). A CVT has a nearly infinite range of gear ratios. However, CVTs have not been able to compete with
4-speed and 5-speed transmissions in terms of cost, size and reliability, so you do not see them in production automobiles.
The transmission is connected to the engine through the clutch. The input shaft of the transmission
therefore turns at the same RPM as the engine. A 5-speed transmission applies one of five different
gear ratios to the input shaft to produce a different RPM value at the output shaft. Here are
some typical gear ratios:
| Gear | Ratio | RPM at transmission output shaft if engine is at 3,000 RPM |
| 1st | 2.315 | 1,295 |
| 2nd | 1.568 | 1,913 |
| 3rd | 1.195 | 2,510 |
| 4th | 1.000 | 3,000 |
| 5th | 0.915 | 3,278 |
A Very Simple Transmission
To understand the basic idea behind a standard transmission, the
diagram below shows a very simple 2-speed transmission in neutral:
Let's look at each of the parts in this diagram to understand how they fit together:
- The green shaft comes from the engine through the clutch. The green shaft and green gear are
connected together as a single unit. [The clutch is a device that lets
you connect and disconnect the engine and the transmission. When you push in the clutch pedal,
the engine and the transmission are disconnected (so the engine can run even if the car is standing still).
When you release the clutch pedal, the engine and the green shaft are directly connected to one another.
The green shaft and gear turn at the same RPM as the engine.]
- The red shaft and gears are called the layshaft. These are also connected as a single piece,
so all of the gears on the layshaft and the layshaft itself spin as one unit. The green shaft and the
red shaft are directly connected through their meshed gears so that if the green shaft is spinning, so
is the red shaft. In this way, the layshaft receives its power directly from the engine whenever the clutch
is engaged.
- The yellow shaft is a splined shaft that connects directly to the drive shaft through the differential to
the drive wheels of the car. If the wheels are spinning, the yellow shaft will be spinning.
- The blue gears ride on bearings, so they spin on the yellow shaft. If the engine is off but the car is
coasting, the yellow shaft can turn inside the blue gears and the blue gears and the layshaft can be motionless.
- The purpose of the collar is to connect one of the two blue gears to the yellow drive shaft.
The collar is connected, through the splines, directly to the yellow shaft and spins with the yellow
shaft. However, the collar can slide left or right along the yellow shaft to engage either of the
blue gears. Teeth on the collar, called dog teeth, fit into holes on the sides of the
blue gears to engage them.
The picture below shows how, when shifted into first gear, the collar engages the blue gear on the right:
In this picture, the green shaft from the engine turns the layshaft, which turns the blue gear on the right.
This gear transmits its energy through the collar to drive the yellow drive shaft. Meantime, the blue
gear on the left is turning, but it is freewheeling on its bearing so it has no effect on the yellow shaft.
When the collar is between the two gears (as shown in the first figure), the transmission is in neutral.
Both of the blue gears freewheel on the yellow shaft at the different rates controlled
by their ratios to the layshaft.
From this discussion, you can answer several questions:
- When you make a mistake while shifting
and hear a horrible grinding sound, you are not hearing the sound of gear teeth mis-meshing.
As you can see in these diagrams, all gear teeth are all fully meshed at all times. The grinding
is the sound of the dog teeth trying to engage the holes in the side of a blue gear but being unable
to do so.
- The transmission shown here does not have "synchros" (see below), so if you were using this
transmission you would have to double-clutch it. Double clutching was common in older
cars and is still common in some modern race cars. In double-clutching you first push the clutch
pedal in once to disengage the engine from the transmission. This takes the pressure off the dog teeth
so you can move the collar into neutral. Then you release the clutch pedal and rev the engine
to the "right speed". The right speed is the RPM value at which the engine should be running
in the next gear. The idea is to get the blue gear of the next gear and the collar rotating at the same speed
so that the dog teeth can engage. Then you push the clutch pedal in again and lock the collar into
the new gear. At every gear change you have to press and release the clutch twice, hence the name
"double-clutching".
- You can also see how a small linear motion in the gear shift knob allows you to change gears. The
gear shift knob moves a rod connected to the fork. The fork slides the collar on the yellow shaft to
engage one of two gears.
A Real Transmission
The 5-speed manual transmission is fairly standard on cars today. It looks something like this
internally:
There are three forks controlled by three rods that are engaged by the shift lever. Looking at the shift rods
from the top, they look like this in neutral, first, second and third gear:
[Keep in mind when looking at the above figure that the shift lever has a rotation point in the middle. When you
push the knob forward to engage first gear, you are actually pulling the rod and fork for first gear back.]
Reverse gear is handled by a small idler gear (purple). Therefore, at all times the blue reverse gear in this diagram is
turning in a direction opposite to all of the other blue gears. It would be impossible to throw the transmission
into reverse while the car is moving forward - the dog teeth would never engage. They will make a lot of noise,
however!
Synchronizers
Manual transmissions in modern passenger cars use synchronizers to eliminate the need for double-clutching.
A synchro's purpose is to allow the collar and the gear to make frictional contact before the dog teeth make
contact so that the collar and the gear can synchronize their speeds before the teeth need to engage. Like this:
The cone on the blue gear fits into the cone-shaped area in the collar, and friction between
the cone and the collar synchronize the collar and the gear. The outer portion of the collar
then slides so that the dog teeth can engage the gear.
Every manufacturer implements their transmissions and synchros in special ways, but you now have
the general idea!
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